SEC Form 4 · accession 0001209191-16-145000
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne V Forsythe
Officer — V. P. - Human Resources
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 par valueF1 | Oct 3, 2016 | F | 124 | $72.23 | D | 11,906 | D | |
| Ordinary Shares, 0.10 par valueF2 | holding | — | — | — | 1,096 | I | See Footnote Below |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1124 shares were withheld from the 375 restricted shares that vested on October 3, 2016. These 124 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 375 ordinary shares were awarded to Ms. Forsythe on June 1, 2016 as part of an award of 1,500 restricted shares. These vested shares were valued at the NYSE closing market price on October 3, 2016. The remaining restrictions on these ordinary shares lapse as follows: 375 on October 2, 2017; 375 on October 1, 2018 and 375 on October 1, 2019.
- F2Represents 1,121.208 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 1,096 ordinary share equivalents as of October 3, 2016.