SEC Form 4 · accession 0001209191-16-136562
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline B Kosecoff
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Nominal Value | Aug 10, 2016 | A | 945 | $0.00 | A | 30,730 | D | |
| Ordinary Shares, 0.10 Nominal ValueF1 | Aug 10, 2016 | A | 910 | $71.40 | A | 31,640 | D | |
| Ordinary Shares, 0.10 Nominal Value | Aug 10, 2016 | F | 363 | $71.40 | D | 31,277 | D | |
| Ordinary Shares, 0.10 Nominal ValueF2 | holding | — | — | — | 9,063 | I | See Footnote Below. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $71.40 | Aug 10, 2016 | A | 3,781 | A | — | Aug 10, 2026 | Ordinary Shares | 3,781 | 3,781 | D |
Explanation of responses
- F1These ordinary shares were issued to the Reporting Person in lieu of fees of $65,000.
- F2These ordinary shares are held in a revocable family trust of the Reporting Person and the Reporting Person's spouse, as Co-Trustees.
- F3These nonqualified stock options are fully vested and are exercisable immediately.