SEC Form 4 · accession 0001209191-16-136554
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Breeden
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $71.40 | Aug 10, 2016 | A | 3,781 | A | — | Aug 10, 2026 | Ordinary Shares | 3,781 | 3,781 | D |
| Career Restricted Stock UnitsF2,F3 | — | Aug 10, 2016 | A | 945 | A | — | — | Ordinary Shares | 945 | 8,600 | D |
| Career Restricted Stock UnitsF4,F2,F3 | — | Aug 10, 2016 | A | 910 | A | — | — | Ordinary Shares | 910 | 9,510 | D |
Explanation of responses
- F1These nonqualified stock options are fully vested and are exercisable immediately.
- F2Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.
- F3These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.
- F4These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $65,000.