SEC Form 4 · accession 0001209191-16-125161
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gulam Amjad Khan
Officer — Sr. V.P., Procedural Solutions
Period of report
Jun 1, 2016
Accepted (ET)
Jun 2, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Nominal ValueF1 | Jun 1, 2016 | A | 2,500 | $0.00 | A | 9,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $69.72 | Jun 1, 2016 | A | 15,000 | A | — | Jun 1, 2026 | Ordinary Shares, 0.10 | 15,000 | 15,000 | D |
Explanation of responses
- F1All 2,500 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020.
- F2This option becomes exercisable as follows: 3,750 on June 1, 2017; 3,750 on June 1, 2018; 3,750 on June 3, 2019 and 3,750 on June 1, 2020.