SEC Form 4 · accession 0001209191-16-099612
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 6:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Feb 16, 2016 | S | 5,000 | $63.8745 | D | 15,000 | I | See Footnote Below. |
| Ordinary SharesF4,F5,F3 | Feb 17, 2016 | S | 5,000 | $64.6604 | D | 10,000 | I | See Footnote Below. |
| Ordinary SharesF6 | holding | — | — | — | 111,376 | D | ||
| Ordinary SharesF7 | holding | — | — | — | 68,806 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on February 16, 2016 of a total of 5,000 shares, Held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on September 1, 2015.
- F2This represents the average sales price of the 5,000 shares sold in the open market. The actual 34 sales prices ranged from $63.0700 per share to $64.2100 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 34 sales prices.
- F3These ordinary shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- F4This transaction involved the open market sale on February 17, 2016 of a total of 5,000 shares, Held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on September 1, 2015.
- F5This represents the average sales price of the 5,000 shares sold in the open market. The actual 40 sales prices ranged from $64.1000 per share to $65.0100 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 40 sales prices.
- F6These 111,376 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these ordinary shares are restricted. The restrictions on the restricted ordinary shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019.
- F7These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.