SEC Form 4 · accession 0001209191-15-081073
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 18, 2015 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 18, 2015 | S | 5,000 | $75.5782 | D | 111,376 | D | |
| Ordinary SharesF3,F4 | Nov 18, 2015 | S | 6,960 | $75.5737 | D | 0 | I | See Footnote Below. |
| Ordinary SharesF5 | holding | — | — | — | 68,806 | I | See Footnote Below. | |
| Ordinary SharesF6 | holding | — | — | — | 20,000 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents the average sales price of the 5,000 shares sold. The actual 26 sales prices ranged from $75.23 per share to $75.74 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices.
- F2These 111,376 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these ordinary shares are restricted. The restrictions on the restricted ordinary shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017; 4,250 on May 30, 2018; 3,625 on May 30, 2016; 3,625 on May 29, 2017; 3,625 on May 28, 2018 and 3,625 on May 28, 2019.
- F3This represents the average sales price of the 6,960 shares sold. The actual 29 sales prices ranged from $75.23 per share to $75.75 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 29 sales prices.
- F4These ordinary shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F5These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- F6These ordinary shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.