SEC Form 4 · accession 0001209191-15-079276
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Bardwell
Officer — Sr.V. P. & C.C.O.
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Nov 9, 2015 | S | 2,096 | $73.6859 | D | 13,635 | D | |
| Ordinary SharesF1,F4,F3 | Nov 9, 2015 | S | 400 | $74.7275 | D | 13,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on November 9, 2015 of a total of 2,496 shares, held by the Reporting Person, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, effective December 4, 2014.
- F2This represents the average sales price of the 2,096 shares sold. The actual 18 sales prices ranged from $73.190 per share to $74.190 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 18 sales prices.
- F36,805 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 450 on May 31, 2016; 1,155 on May 31,2016; 450 on May 31, 2017; 750 on May 30, 2016; 750 on May 30, 2017; 750 on May 30, 2018; 625 on May 30, 2016; 625 on May 29, 2017; 625 on May 28, 2018 and 625 on May 28, 2019.
- F4This represents the average sales price of the 400 shares sold. The actual four sales prices ranged from $74.540 per share to $74.870 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these four sales prices.