SEC Form 4/A · accession 0001593968-18-001406
CSW INDUSTRIALS, INC. · CSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph B Armes
Officer — Chairman, President & CEO · Director
Period of report
Oct 8, 2018
Accepted (ET)
Nov 7, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624794
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Oct 8, 2018 | S | 4,250 | $52.16 | D | 68,345 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is being filed by the reporting person solely for the purpose of including a contextual footnote to the Transaction Code that was not present in the original filing. No other changes to the original filing have been made.
- F2The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.