SEC Form 4 · accession 0001094891-19-000085
PAVmed Inc. · PAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J. DeGuzman
Officer — Chief Medical Officer
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.00 | Mar 7, 2019 | A | 100,000 | A | — | Mar 7, 2029 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option vests in 12 equal quarterly installments commencing on March 31, 2019.