SEC Form 4 · accession 0001094891-18-000047
PAVmed Inc. · PAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M McGrath
Officer — EVP & CFO
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.01 | Feb 14, 2018 | A | 195,108 | A | — | Feb 14, 2028 | Common Stock | 195,108 | 195,108 | D |
Explanation of responses
- F1The option vests in 12 equal quarterly installments commencing on March 31, 2018.