SEC Form 4 · accession 0001094891-17-000081
PAVmed Inc. · PAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M McGrath
Officer — EVP & CFO
Period of report
Mar 20, 2017
Accepted (ET)
Mar 21, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.95 | Mar 20, 2017 | A | 250,000 | A | — | Mar 19, 2027 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1The option vests in 12 equal quarterly installments on the last day of each fiscal quarter, commencing on June 30, 2017.