SEC Form 4 · accession 0001094891-16-000649
PAVmed Inc. · PAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua R Lamstein
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 11:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $5.00 | Nov 22, 2016 | P | 100 | A | Oct 28, 2016 | Jan 29, 2022 | Common Stock | 100 | 100 | I |
| Warrants | $5.00 | holding | — | — | — | Oct 28, 2016 | Jan 29, 2022 | Common Stock | 83,617 | 83,617 | D |