SEC Form 4 · accession 0001094891-16-000467
PAVmed Inc. · PAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Cox
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.00 | Apr 28, 2016 | A | 97,554 | A | — | Apr 28, 2026 | Common Stock | 97,554 | 97,554 | D |
Explanation of responses
- F1The option vests as to 3/36 of the shares on July 28, 2016 and in 33 equal monthly installments thereafter.