SEC Form 4 · accession 0001437749-19-001881
Business First Bancshares, Inc. · BFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Jordan
Officer — EVP&CCO of Business First Bank
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624322
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Feb 1, 2019 | I | 5,583 | $23.05 | A | 15,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects reallocation of 401(k) assets by reporting person, pursuant to which reporting person acquired units of an employer stock fund available through issuer's 401(k) plan. Share numbers and price are on an approximately equivalent basis for units held in the fund as if investable cash equivalents held by the fund were fully invested in issuer common stock.
- F2Includes (a) 412 shares of unvested restricted stock granted on 03/31/2017 and (b) 3,235 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant..
- F3Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 5,583 shares.