SEC Form 3 · accession 0001437749-18-006569
Business First Bancshares, Inc. · BFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E. Stewart Jr.
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 9, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624322
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 105,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $10.00 | holding | — | — | — | — | Feb 2, 2019 | Common Stock | 23,750 | — | D |
Explanation of responses
- F1All shares held jointly by reporting person and reporting person's spouse.
- F2Warrants have been structured to comply with Section 409A of the Internal Revenue Code and are exercised automatically upon the earlier of the expiration date, February 2, 2019, a change in control of the issuer, the reporting person's death or disability and may not be exercised in any other manner.