SEC Form 5 · accession 0001104659-18-008133
Antero Midstream Corp · AM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen C Warren Jr.
Officer — See Remarks · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares representing limited partner interestsF2 | May 12, 2017 | J | 14,369,050 | $0.00 | A | 14,369,050 | D | |
| Common shares representing limited partner interestsF2 | Jun 9, 2017 | J | 562,029 | $0.00 | A | 14,931,079 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 12, 2017 and June 9, 2017, respectively, Antero Resources Investment LLC ("Antero Investment") distributed an aggregate total of 143,332,713 and 5,588,781 common shares representing limited partner interests in the Issuer ("Common Shares") to its members on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the Limited Liability Company Agreement of Antero Investment, with no consideration being paid in connection therewith.
- F2Includes 3,745,322 Common Shares distributed to Canton Investment Holdings LLC ("Canton") on May 12, 2017 and an additional 145,778 Common Shares distributed to Canton Investment Holdings LLC on June 9, 2017. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.
Remarks
Director, President, Chief Financial Officer and Secretary