SEC Form 4 · accession 0001104659-17-044705
Antero Midstream Corp · AM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Howard Keenan Jr.
Director
Period of report
Jul 10, 2017
Accepted (ET)
Jul 12, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares representing limited partner interests | Jul 10, 2017 | A | 770 | $0.00 | A | 770 | D | |
| Common shares representing limited partner interestsF1,F2 | holding | — | — | — | 1,875,802 | I | See footnote | |
| Common shares representing limited partner interestsF1,F3 | holding | — | — | — | 1,970,846 | I | See footnote | |
| Common shares representing limited partner interestsF1,F4 | holding | — | — | — | 4,596,064 | I | See footnote | |
| Common shares representing limited partner interestsF1,F5 | holding | — | — | — | 7,091,699 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares representing limited partner interests ("Common Shares") received in connection with the Distribution (as defined below). Pursuant to the limited liability company agreement of Antero Resources Investment LLC ("Antero Investment"), a portion of the Common Shares held by Antero Investment were distributed on a pro rata basis to the members of Antero Investment on May 12, 2017, and the remaining Common Shares held by Antero Investment were distributed on a pro rata basis to the members of Antero Investment on June 9, 2017, with no consideration being paid in connection therewith (the "Distribution"). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F2These securities are owned directly by Yorktown Energy Partners V, L.P. ("Yorktown V"). The reporting person is a member and manager of Yorktown V Company LLC, the general partner of Yorktown V.
- F3These securities are owned directly by Yorktown Energy Partners VI, L.P. ("Yorktown VI"). The reporting person is a member and manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI.
- F4These securities are owned directly by Yorktown Energy Partners VII, L.P. ("Yorktown VII"). The reporting person is a member and manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII.
- F5These securities are owned directly by Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"). The reporting person is a member and manager of Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII.
Remarks
The Issuer is a Delaware limited partnership, managed by the directors and officers of its general partner, AMGP GP LLC (''AMGP GP''). Mr. Keenan is a director of AMGP GP.