SEC Form 4 · accession 0001623919-16-000069
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Scott Carter
Director
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1,F2 | Apr 29, 2016 | A | 5,462 | $0.00 | A | 11,087 | D | |
| Common stock, par value $0.001 per share | holding | — | — | — | 90,875 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent an award of restricted stock units that will be settled in common stock upon vesting. The restricted stock units will vest on April 29, 2017, which is one year from the grant date.
- F2The total direct shares shown includes 11,087 time-vesting restricted stock and/or unit award shares.