SEC Form 3 · accession 0001209191-15-050740
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RIVER CITIES CAPITAL FUND IV NQP L P
10% Owner
RCCF EndoChoice LLC
10% Owner
River Cities Capital Fund IV, L.P.
10% Owner
Period of report
Jun 5, 2015
Accepted (ET)
Jun 5, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,173,827 | D | ||
| Common Stock | holding | — | — | — | 232,179 | I | By River Cities Capital Fund IV (NQP), L.P. | |
| Common Stock | holding | — | — | — | 256,273 | I | By RCCF EndoChoice, LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
River Cities Management IV, LLC is the general partner of River Cities Capital Fund IV, L.P. and River Cities Capital Fund IV (NQP), L.P. and the managing member of RCCF EndoChoice, LLC. By virtue of the relationships described herein, each entity described herein may be deemed to share beneficial ownership of all shares held by River Cities Capital Fund IV, L.P., River Cities Capital Fund IV (NQP), L.P. and RCCF EndoChoice, LLC. Such entities expressly disclaim any such beneficial ownership, except to the extent of their individual pecuniary interests therein.