SEC Form 4 · accession 0000899243-15-003296
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Scott Carter
Director · 10% Owner
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Aug 14, 2015 | A | 5,625 | $0.00 | A | 5,625 | D | |
| Common stock, par value $0.001 per shareF2,F3 | holding | — | — | — | 2,188,962 | I | By SC US GF V Holdings, Ltd. | |
| Common stock, par value $0.001 per shareF2,F3 | holding | — | — | — | 1,150,401 | I | By Sequoia Capital U.S. Growth Fund V, L..P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted common stock vesting on August 14, 2016.
- F2SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. J. Scott Carter is one of the directors of SC US TTGP who exercises voting and investment discretion with respect to SC US GF V Holdings, Ltd. and Sequoia Capital U.S. Growth Fund V, L.P.'s investments. As a result, and by virtue of the relationships described in this footnote, J. Scott Carter may be deemed to share beneficial ownership of the shares held by SC US GF V Holdings, Ltd. and Sequoia Capital U.S. Growth Fund V, L.P.
- F3(Continued from Footnote 2) The filing person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Remarks
Exhibit 24.1 - Limited Power of Attorney