SEC Form 4 · accession 0000899243-15-003294
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Huennekens
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Aug 14, 2015 | A | 5,625 | $0.00 | A | 41,928 | D | |
| Common stock, par value $0.001 per shareF2 | Aug 14, 2015 | A | 8,479 | $0.00 | A | 50,407 | D | |
| Common stock, par value $0.001 per shareF3,F4 | holding | — | — | — | 26,666 | I | By Saol Capital LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 5,625 shares of restricted common stock vesting on August 14, 2016.
- F2Represents 8,479 shares of restricted common stock with 33% vesting on August 14, 2016 and 2.792% vesting on the 14th of each month, beginning September 14, 2016, for a period of 24 months.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4Saol Capital LLC is owned equally by The Huennekens Family Trust dated June 14, 2007 and The Kieran and Mary Ellen Gallahue Revocable Family Trust dated January 24, 2004, as amended, which hold voting and dispositive power with respect thereto. The Huennekens Family Trust dated June 14, 2007 is owned directly and equally by the reporting person and Deborah Legome Huennekens. The Kieran and Mary Ellen Gallahue Revocable Trust is owned directly and equally by Kieran Thomas Gallahue and Mary Ellen Gallahue. By virtue of the relationships described in this footnote, the entities and individuals described herein may be deemed to beneficially own the shares owned by Saol Capital.