SEC Form 4 · accession 0000899243-15-003289
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rurik Vandevenne
Director · 10% Owner
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Aug 14, 2015 | A | 5,625 | $0.00 | A | 5,625 | D | |
| Common stock, par value $0.001 per shareF2 | holding | — | — | — | 2,173,827 | I | By River Cities Capital Fund IV, L.P. | |
| Common stock, par value $0.001 per shareF2 | holding | — | — | — | 232,179 | I | By River Cities Capital Fund IV (NQP), L.P. | |
| Common stock, par value $0.001 per shareF2 | holding | — | — | — | 256,273 | I | By RCCF EndoChoice, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted common stock vesting on August 14, 2016.
- F2Shares reported include shares held by River Cities Capital Fund IV, L.P., shares held by River Cities Capital Fund IV (NQP), L.P. and shares held by RCCF EndoChoice, LLC. Mr. Vandevenne is a member of the general partner of both River Cities Capital Fund IV, L.P. and River Cities Capital Fund IV (NQP), L.P., and the general partner is also the manager of RCCF EndoChoice, LLC. As a result of these affiliations, he may be deemed to beneficially own the shares owned by such entities. Mr. Vandevenne disclaims ownership of the shares held by these entities except to the extent of his pecuniary interest therein.