SEC Form 4 · accession 0000899243-15-003287
EndoChoice Holdings, Inc. · GI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Gill
Officer — Chief Financial Officer
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Aug 14, 2015 | A | 53,825 | $0.00 | A | 133,049 | D | |
| Common stock, par value $0.001 per share | holding | — | — | — | 9,155 | I | By David N. Gill & Dianne P. Gill Joint Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $16.01 | Aug 14, 2015 | A | 53,825 | A | — | Aug 14, 2025 | Common Stock | 53,825 | 53,825 | D |
Explanation of responses
- F1Represents shares of restricted common stock, with 2.778% vesting on the 14th of each month, beginning September 14, 2015, for a period of 36 months thereafter.
- F22.778% vesting and exercisable on the 14th of each month, beginning September 14, 2015, for a period of 36 months thereafter.