SEC Form 4 · accession 0001209191-15-052998
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather M Bresch
Officer — Chief Executive Officer · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jun 10, 2015 | M | 378,071 | $0.00 | A | 922,798 | D | |
| Ordinary Shares | holding | — | — | — | 1,157 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $53.33 | Jun 10, 2015 | A | 1,400,000 | A | Jun 10, 2015 | Mar 15, 2019 | Ordinary Shares | 378,071 | 1,400,000 | D |
| Stock Appreciation RightF1 | $53.33 | Jun 10, 2015 | M | 1,400,000 | D | Jun 10, 2015 | Mar 15, 2019 | Ordinary Shares | 378,071 | 0 | D |
Explanation of responses
- F1Conversion of stock appreciation rights granted under the One-Time Special Performance-Based Five-Year Realizable Value Incentive Program implemented in 2014 into restricted ordinary shares of Mylan N.V. pursuant to the terms of the program. The restricted ordinary shares remain subject to forfeiture and additional vesting conditions, including achievement of adjusted diluted earnings per share of $6.00 and continued service, and the other terms and conditions of the program. The One-Time Special Performance-Based Five-Year Realizable Value Incentive Program is described in detail in Mylan Inc.'s Form 10-K/A for the period ending December 31, 2014.