SEC Form 4 · accession 0000899243-19-006209
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Campbell
Officer — See Remarks
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 2, 2019 | M | 1,980 | $0.00 | A | 24,540 | D | |
| Ordinary SharesF1 | Mar 2, 2019 | F | 877 | $27.45 | D | 23,663 | D | |
| Ordinary Shares | Mar 2, 2019 | M | 167 | $0.00 | A | 437 | I | By Spouse |
| Ordinary SharesF1 | Mar 2, 2019 | F | 57 | $27.45 | D | 380 | I | By Spouse |
| Ordinary Shares | Mar 3, 2019 | M | 830 | $0.00 | A | 24,493 | D | |
| Ordinary SharesF2 | Mar 3, 2019 | F | 356 | $27.45 | D | 24,137 | D | |
| Ordinary Shares | Mar 3, 2019 | M | 219 | $0.00 | A | 599 | I | By Spouse |
| Ordinary SharesF2 | Mar 3, 2019 | F | 75 | $27.45 | D | 524 | I | By Spouse |
| Ordinary Shares (pursuant to existing trading plan)F3,F4 | Mar 4, 2019 | X | 11,533 | $12.15 | A | 35,670 | D | |
| Ordinary Shares (pursuant to existing trading plan)F3,F5 | Mar 4, 2019 | S | 11,533 | $27.4987 | D | 24,137 | D | |
| Ordinary SharesF6 | Mar 5, 2019 | G | 524 | $0.00 | D | 0 | I | By Spouse |
| Ordinary SharesF6 | Mar 5, 2019 | G | 524 | $0.00 | A | 24,661 | D | |
| Ordinary Shares | holding | — | — | — | 318 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF7 | $27.45 | Mar 1, 2019 | A | 7,398 | A | — | Mar 1, 2029 | Ordinary Shares | 7,398 | 7,398 | D |
| Employee Stock Option - Right to BuyF8 | $27.45 | Mar 1, 2019 | A | 460 | A | — | Mar 1, 2029 | Ordinary Shares | 460 | 460 | I |
| Restricted Stock UnitsF9 | $0.00 | Mar 1, 2019 | A | 12,387 | A | — | — | Ordinary Shares | 12,387 | 12,387 | D |
| Restricted Stock UnitsF10 | $0.00 | Mar 1, 2019 | A | 1,154 | A | — | — | Ordinary Shares | 1,154 | 1,154 | I |
| Restricted Stock UnitsF11 | $0.00 | Mar 2, 2019 | M | 1,980 | D | — | — | Ordinary Shares | 1,980 | 3,960 | D |
| Restricted Stock UnitsF11 | $0.00 | Mar 2, 2019 | M | 167 | D | — | — | Ordinary Shares | 167 | 334 | I |
| Restricted Stock UnitsF12 | $0.00 | Mar 3, 2019 | M | 830 | D | — | — | Ordinary Shares | 830 | 830 | D |
| Restricted Stock UnitsF13 | $0.00 | Mar 3, 2019 | M | 219 | D | — | — | Ordinary Shares | 219 | 220 | I |
| Employee Stock Option - Right to BuyF3,F14 | $12.15 | Mar 4, 2019 | X | 11,533 | D | — | — | Ordinary Shares | 11,533 | 0 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
- F10Each RSU represents the right to receive one ordinary share of Mylan N.V. 385 of the RSUs will vest on March 2, 2020, 384 will vest on March 2, 2021, and 385 will vest on March 2, 2022.
- F11Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on March 2, 2018 vested on March 2, 2019 and the remainder of this award will vest equally on March 2, 2020 and March 2, 2021.
- F12Each RSU represents the right to receive one ordinary share of Mylan N.V. 831 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 830 vested on March 3, 2019, and 830 will vest on March 3, 2020.
- F13Each RSU represents the right to receive one ordinary share of Mylan N.V. 220 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 219 vested on March 3, 2019, and 220 will vest on March 3, 2020.
- F14The grant, of which these options were a part, vested in three equal annual installments beginning on March 5, 2010.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2017.
- F3The exercise of stock options and sale of ordinary shares were executed pursuant to a 10b5-1 trading plan executed on March 5, 2018.
- F4Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 5, 2009.
- F5Represents the weighted average price of the reporting person's disposition of 11,533 ordinary shares in transactions ranging from $27.37 to $27.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the range set forth in this footnote.
- F6This transaction involved a gift of securities by the reporting person's spouse to the reporting person on March 5, 2019.
- F7These options vest in three equal annual installments beginning on March 2, 2020 and expire on March 1, 2029.
- F8154 of the options will vest on March 2, 2020, and 153 will vest on each of March 2, 2021 and March 2, 2022. The options expire on March 1, 2029.
- F9Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 2, 2020.
Remarks
Senior Vice President, Chief Accounting Officer & Corporate Controller