SEC Form 4 · accession 0000899243-19-006206
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Scott Parks
Officer — Chief Financial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 2, 2019 | M | 6,103 | $0.00 | A | 15,541 | D | |
| Ordinary SharesF1 | Mar 2, 2019 | F | 2,672 | $27.45 | D | 12,869 | D | |
| Ordinary Shares | Mar 3, 2019 | M | 3,984 | $0.00 | A | 16,853 | D | |
| Ordinary SharesF2 | Mar 3, 2019 | F | 1,745 | $27.45 | D | 15,108 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF3 | $27.45 | Mar 1, 2019 | A | 27,851 | A | — | Mar 1, 2029 | Ordinary Shares | 27,851 | 27,851 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 1, 2019 | A | 46,631 | A | — | — | Ordinary Shares | 46,631 | 46,631 | D |
| Restricted Stock UnitsF5 | $0.00 | Mar 2, 2019 | M | 6,103 | D | — | — | Ordinary Shares | 6,103 | 12,204 | D |
| Restricted Stock UnitsF6 | $0.00 | Mar 3, 2019 | M | 3,984 | D | — | — | Ordinary Shares | 3,984 | 3,984 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2017.
- F39,284 of the options will vest on March 2, 2020, 9,283 will vest on March 2, 2021, and 9,284 will vest on March 2, 2022. The options expire on March 1, 2029.
- F4Each RSU represents the right to receive one ordinary share of Mylan N.V. 15,544 of the RSUs will vest on March 2, 2020, 15,543 will vest on March 2, 2021, and 15,544 will vest on March 2, 2022.
- F5Each RSU represents the right to receive one ordinary share of Mylan N.V. 6,103 of the RSUs granted on March 2, 2018 vested on March 2, 2019, and 6,102 will vest on each of March 2, 2020 and March 2, 2021.
- F6Each RSU represents the right to receive one ordinary share of Mylan N.V. 3,985 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 3,984 vested on March 3, 2019, and 3,984 will vest on March 3, 2020.