SEC Form 4 · accession 0000899243-19-006202
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Mauro
Officer — Chief Commercial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 1, 2019 | D | 67,512 | $0.00 | D | 89,554 | D | |
| Ordinary Shares | Mar 2, 2019 | M | 6,103 | $0.00 | A | 95,657 | D | |
| Ordinary SharesF2 | Mar 2, 2019 | F | 2,654 | $27.45 | D | 93,003 | D | |
| Ordinary Shares | Mar 3, 2019 | M | 5,534 | $0.00 | A | 98,537 | D | |
| Ordinary SharesF3 | Mar 3, 2019 | F | 2,407 | $27.45 | D | 96,130 | D | |
| Ordinary Shares | holding | — | — | — | 5,574 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF4 | $27.45 | Mar 1, 2019 | A | 27,851 | A | — | Mar 1, 2029 | Ordinary Shares | 27,851 | 27,851 | D |
| Restricted Stock UnitsF5 | $0.00 | Mar 1, 2019 | A | 46,631 | A | — | — | Ordinary Shares | 46,631 | 46,631 | D |
| Restricted Stock UnitsF6 | $0.00 | Mar 2, 2019 | M | 6,103 | D | — | — | Ordinary Shares | 6,103 | 12,204 | D |
| Restricted Stock UnitsF7 | $0.00 | Mar 3, 2019 | M | 5,534 | D | — | — | Ordinary Shares | 5,534 | 5,533 | D |
Explanation of responses
- F1Represents forfeiture of unvested restricted ordinary shares received under the One-Time Special Performance-Based Five-Year Realizable Value Incentive Program as a result of the applicable performance conditions not having been met.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
- F3Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2017.
- F49,284 of the options will vest on March 2, 2020, 9,283 will vest on March 2, 2021, and 9,284 will vest on March 2, 2022. The options expire on March 1, 2029.
- F5Each RSU represents the right to receive one ordinary share of Mylan N.V. 15,544 of the RSUs will vest on March 2, 2020, 15,543 will vest on March 2, 2021, and 15,544 will vest on March 2, 2022.
- F6Each RSU represents the right to receive one ordinary share of Mylan N.V. 6,103 of the RSUs granted on March 2, 2018 vested on March 2, 2019, and 6,102 will vest on each of March 2, 2020 and March 2, 2021.
- F7Each RSU represents the right to receive one ordinary share of Mylan N.V. 5,534 of the RSUs granted on March 3, 2017 vested on each of March 3, 2018 and March 3, 2019, and 5,533 will vest on March 3, 2020.