SEC Form 4 · accession 0000899243-19-006199
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Martin Gallagher Jr.
Officer — Chief Legal Officer
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 2, 2019 | M | 7,811 | $0.00 | A | 12,093 | D | |
| Ordinary SharesF1 | Mar 2, 2019 | F | 3,744 | $27.45 | D | 8,349 | D | |
| Ordinary Shares | Mar 3, 2019 | M | 8,218 | $0.00 | A | 16,567 | D | |
| Ordinary SharesF2 | Mar 3, 2019 | F | 3,949 | $27.45 | D | 12,618 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2019 | M | 7,811 | D | — | — | Ordinary Shares | 7,811 | 15,621 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 3, 2019 | M | 8,218 | D | — | — | Ordinary Shares | 8,218 | 8,218 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on May 12, 2017.
- F3Each RSU represents the right to receive one ordinary share of Mylan N.V. 7,811 of the RSUs granted on March 2, 2018 vested on March 2, 2019, and, in accordance with the terms of the consulting agreement, entered into on February 25, 2019, by and between Mylan Inc. and the reporting person (Consulting Agreement), 15,621 will vest on March 15, 2020.
- F4Each RSU represents the right to receive one ordinary share of Mylan N.V. 8,218 of the RSUs granted on May 12, 2017 vested on each of March 3, 2018 and March 3, 2019, and, in accordance with the terms of the Consulting Agreement, 8,218 will vest on March 15, 2020.