SEC Form 4 · accession 0000899243-19-004436
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Malik
Officer — President · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 19, 2019 | M | 14,589 | $0.00 | A | 584,940 | D | |
| Ordinary SharesF1 | Feb 19, 2019 | F | 6,067 | $32.10 | D | 578,873 | D | |
| Ordinary Shares | holding | — | — | — | 127,008 | I | By Grantor Retained Annuity Trust | |
| Ordinary Shares | holding | — | — | — | 100,000 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF2 | $0.00 | Feb 19, 2019 | A | 14,589 | A | — | — | Ordinary Shares | 14,589 | 14,589 | D |
| Performance Restricted Stock UnitsF2 | $0.00 | Feb 19, 2019 | M | 14,589 | D | — | — | Ordinary Shares | 14,589 | 0 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on February 17, 2016.
- F2Each PRSU represents the right to receive one ordinary share of Mylan N.V. The PRSUs were initially granted on February 17, 2016, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs fully vested on February 19, 2019.