SEC Form 4 · accession 0000899243-18-006557
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Campbell
Officer — See Remarks
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 3, 2018 | M | 831 | $0.00 | A | 17,054 | D | |
| Ordinary SharesF1 | Mar 3, 2018 | F | 357 | $40.97 | D | 16,697 | D | |
| Ordinary Shares | Mar 3, 2018 | M | 220 | $0.00 | A | 220 | I | By Spouse |
| Ordinary SharesF1 | Mar 3, 2018 | F | 75 | $40.97 | D | 145 | I | By Spouse |
| Ordinary Shares | Mar 4, 2018 | X | 480 | $0.00 | A | 17,177 | D | |
| Ordinary SharesF2 | Mar 4, 2018 | F | 206 | $40.97 | D | 16,971 | D | |
| Ordinary Shares | Mar 4, 2018 | X | 190 | $0.00 | A | 335 | I | By Spouse |
| Ordinary SharesF2 | Mar 4, 2018 | F | 65 | $40.97 | D | 270 | I | By Spouse |
| Ordinary Shares | Mar 4, 2018 | M | 1,081 | $0.00 | A | 18,052 | D | |
| Ordinary SharesF3 | Mar 4, 2018 | F | 530 | $40.97 | D | 17,522 | D | |
| Ordinary SharesF4 | Mar 6, 2018 | X | 7,030 | $11.18 | A | 24,552 | D | |
| Ordinary Shares | Mar 6, 2018 | S | 7,030 | $44.01 | D | 17,522 | D | |
| Ordinary SharesF5 | Mar 6, 2018 | X | 5,766 | $12.15 | A | 23,288 | D | |
| Ordinary SharesF6 | Mar 6, 2018 | F | 1,621 | $43.23 | D | 21,667 | D | |
| Ordinary Shares | holding | — | — | — | 318 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF7 | $40.97 | Mar 2, 2018 | A | 9,681 | A | — | Mar 2, 2028 | Ordinary Shares | 9,681 | 9,681 | D |
| Employee Stock Option - Right to BuyF7 | $40.97 | Mar 2, 2018 | A | 612 | A | — | Mar 2, 2028 | Ordinary Shares | 612 | 612 | I |
| Restricted Stock UnitsF8 | $0.00 | Mar 2, 2018 | A | 5,940 | A | — | — | Ordinary Shares | 5,940 | 5,940 | D |
| Restricted Stock UnitsF8 | $0.00 | Mar 2, 2018 | A | 501 | A | — | — | Ordinary Shares | 501 | 501 | I |
| Restricted Stock UnitsF9 | $0.00 | Mar 3, 2018 | M | 831 | D | — | — | Ordinary Shares | 831 | 1,660 | D |
| Restricted Stock UnitsF10 | $0.00 | Mar 3, 2018 | M | 220 | D | — | — | Ordinary Shares | 220 | 439 | I |
| Restricted Stock UnitsF11 | $0.00 | Mar 4, 2018 | X | 480 | D | — | — | Ordinary Shares | 480 | 0 | D |
| Restricted Stock UnitsF12 | $0.00 | Mar 4, 2018 | X | 190 | D | — | — | Ordinary Shares | 190 | 0 | I |
| Performance Restricted Stock UnitsF13 | $0.00 | Mar 4, 2018 | M | 1,081 | D | — | — | Ordinary Shares | 1,081 | 0 | D |
| Employee Stock Option - Right to BuyF14 | $11.18 | Mar 6, 2018 | X | 7,030 | D | — | Mar 18, 2018 | Ordinary Shares | 7,030 | 0 | D |
| Employee Stock Option - Right to BuyF15 | $12.15 | Mar 6, 2018 | X | 5,766 | D | — | Mar 5, 2009 | Ordinary Shares | 5,766 | 11,533 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 3, 2017.
- F10Each RSU represents the right to receive one ordinary share of Mylan N.V. 220 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 219 will vest on March 3, 2019, and 220 will vest on March 3, 2020.
- F11Each RSU represents the right to receive one ordinary share of Mylan N.V. 481 of the RSUs granted on March 4, 2015 vested on March 4, 2016, and 480 vested on each of March 4, 2017 and March 4, 2018.
- F12Each RSU represents the right to receive one ordinary share of Mylan N.V. 190 of the RSUs granted on March 4, 2015 vested on March 4, 2016, 189 vested on March 4, 2017, and 190 vested on March 4, 2018.
- F13Each PRSU represents the right to receive one ordinary share of Mylan N.V. The PRSUs were initially granted on March 4, 2015, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs fully vested on March 4, 2018.
- F14The grant, of which these options were a part, vested in three equal installments beginning on March 18, 2009.
- F15The grant, of which these options were a part, vested in three equal installments beginning on March 5, 2010.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2015.
- F3Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on March 4, 2015.
- F4Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 18, 2008.
- F5Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 5, 2009.
- F6Represents the delivery of ordinary shares to satisfy the exercise price associated with the exercise of stock options granted on March 5, 2009.
- F7These options vest in three equal annual installments beginning on March 2, 2019 and expire on March 2, 2028.
- F8Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 2, 2019.
- F9Each RSU represents the right to receive one ordinary share of Mylan N.V. 831 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 830 will vest on March 3, 2019, and 830 will vest on March 3, 2020.
Remarks
Senior Vice President, Chief Accounting Officer & Corporate Controller