SEC Form 4 · accession 0000899243-18-006554
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Scott Parks
Officer — Chief Financial Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 8:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 3, 2018 | M | 3,985 | $0.00 | A | 6,800 | D | |
| Ordinary SharesF1 | Mar 3, 2018 | F | 1,216 | $40.97 | D | 5,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF2 | $40.97 | Mar 2, 2018 | A | 29,833 | A | — | Mar 2, 2028 | Ordinary Shares | 29,833 | 29,833 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2018 | A | 18,307 | A | — | — | Ordinary Shares | 18,307 | 18,307 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 3, 2018 | M | 3,985 | D | — | — | Ordinary Shares | 3,985 | 7,968 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 3, 2017.
- F29,945 of the options will vest on March 2, 2019, and 9,944 of the options will vest on each of March 2, 2020 and March 2, 2021. The options expire on March 2, 2028.
- F3Each RSU represents the right to receive one ordinary share of Mylan N.V. 6,103 of the RSUs will vest on March 2, 2019, and 6,102 will vest on each of March 2, 2020 and March 2, 2021.
- F4Each RSU represents the right to receive one ordinary share of Mylan N.V. 3,985 of the RSUs granted on March 3, 2017 vested on March 3, 2018, and 3,984 will vest on each of March 3, 2019 and March 3, 2020.