SEC Form 4 · accession 0000899243-18-006553
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Mauro
Officer — Chief Commercial Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 2, 2018 | M | 4,757 | $22.66 | A | 147,435 | D | |
| Ordinary Shares | Mar 2, 2018 | S | 12,257 | $40.35 | D | 135,178 | D | |
| Ordinary Shares | Mar 3, 2018 | M | 5,534 | $0.00 | A | 140,712 | D | |
| Ordinary SharesF2 | Mar 3, 2018 | F | 2,310 | $40.97 | D | 138,402 | D | |
| Ordinary Shares | Mar 4, 2018 | M | 2,056 | $0.00 | A | 140,458 | D | |
| Ordinary SharesF3 | Mar 4, 2018 | F | 895 | $40.97 | D | 139,563 | D | |
| Ordinary Shares | Mar 4, 2018 | M | 13,880 | $0.00 | A | 153,443 | D | |
| Ordinary SharesF4 | Mar 4, 2018 | F | 5,759 | $40.97 | D | 147,684 | D | |
| Ordinary Shares | holding | — | — | — | 5,574 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF5 | $22.66 | Mar 2, 2018 | M | 4,757 | D | — | Mar 2, 2021 | Ordinary Shares | 4,757 | 0 | D |
| Employee Stock Option - Right to BuyF6 | $40.97 | Mar 2, 2018 | A | 29,833 | A | — | Mar 2, 2028 | Ordinary Shares | 29,833 | 29,833 | D |
| Restricted Stock UnitsF7 | $0.00 | Mar 2, 2018 | A | 18,307 | A | — | — | Ordinary Shares | 18,307 | 18,307 | D |
| Restricted Stock UnitsF8 | $0.00 | Mar 3, 2018 | M | 5,534 | D | — | — | Ordinary Shares | 5,534 | 11,067 | D |
| Restricted Stock UnitsF9 | $0.00 | Mar 4, 2018 | M | 2,056 | D | — | — | Ordinary Shares | 2,056 | 0 | D |
| Performance Restricted Stock UnitsF10 | $0.00 | Mar 4, 2018 | M | 13,880 | D | — | — | Ordinary Shares | 13,880 | 0 | D |
Explanation of responses
- F1Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 2, 2011.
- F10Each PRSU represents the right to receive one ordinary share of Mylan N.V. The PRSUs were initially granted on November 17, 2015, subject to the attainment of previously established two-year performance goals and a vesting period. The PRSUs fully vested on March 4, 2018.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 3, 2017.
- F3Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on November 17, 2015.
- F4Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on November 17, 2015.
- F5The grant, of which these options were a part, vested in three equal installments beginning on March 2, 2012.
- F69,945 of the options will vest on March 2, 2019, and 9,944 of the options will vest on each of March 2, 2020 and March 2, 2021. The options expire on March 2, 2028.
- F7Each RSU represents the right to receive one ordinary share of Mylan N.V. 6,103 of the RSUs will vest on March 2, 2019, and 6,102 will vest on each of March 2, 2020 and March 2, 2021.
- F8Each RSU represents the right to receive one ordinary share of Mylan N.V. 5,534 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 5,534 will vest on March 3, 2019, and 5,533 will vest March 3, 2020.
- F9Each RSU represents the right to receive one ordinary share of Mylan N.V. 2,057 of the RSUs granted on November 17, 2015 vested on March 4, 2016, and 2,056 vested on each of March 4, 2017 and March 4, 2018.