SEC Form 4 · accession 0000899243-18-004918
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather M Bresch
Officer — Chief Executive Officer · Director
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 17, 2018 | M | 11,239 | $0.00 | A | 495,778 | D | |
| Ordinary SharesF1 | Feb 17, 2018 | F | 5,003 | $42.14 | D | 490,775 | D | |
| Ordinary Shares | holding | — | — | — | 1,157 | I | By 401(k) Plan | |
| Ordinary Shares | holding | — | — | — | 82,231 | I | By Grantor Retained Annuity Trust | |
| Ordinary Shares | holding | — | — | — | 200,000 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 17, 2018 | M | 11,239 | D | — | — | Ordinary Shares | 11,239 | 37,094 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on February 17, 2016.
- F2Each RSU represents the right to receive one ordinary share of Mylan N.V. 11,239 of the RSUs granted on February 17, 2016 vested on each of February 17, 2017 and February 17, 2018, and 37,094 will vest on February 17, 2019.