SEC Form 4 · accession 0000899243-17-006739
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Campbell
Officer — See Remarks
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 4, 2017 | X | 480 | $0.00 | A | 10,434 | D | |
| Ordinary SharesF1 | Mar 4, 2017 | F | 187 | $45.18 | D | 10,247 | D | |
| Ordinary Shares | Mar 4, 2017 | X | 189 | $0.00 | A | 423 | I | By Spouse |
| Ordinary SharesF1 | Mar 4, 2017 | F | 74 | $45.18 | D | 349 | I | By Spouse |
| Ordinary Shares | Mar 5, 2017 | M | 1,035 | $0.00 | A | 11,282 | D | |
| Ordinary SharesF2 | Mar 5, 2017 | F | 341 | $45.18 | D | 10,941 | D | |
| Ordinary Shares | Mar 5, 2017 | X | 460 | $0.00 | A | 11,401 | D | |
| Ordinary SharesF3 | Mar 5, 2017 | F | 179 | $45.18 | D | 11,222 | D | |
| Ordinary Shares | holding | — | — | — | 318 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF4 | $45.18 | Mar 3, 2017 | A | 4,392 | A | — | Mar 3, 2027 | Ordinary Shares | 4,392 | 4,392 | D |
| Restricted Stock UnitsF5 | $0.00 | Mar 3, 2017 | A | 2,491 | A | — | — | Ordinary Shares | 2,491 | 2,491 | D |
| Restricted Stock UnitsF5 | $0.00 | Mar 3, 2017 | A | 659 | A | — | — | Ordinary Shares | 659 | 659 | I |
| Restricted Stock UnitsF6 | $0.00 | Mar 4, 2017 | X | 480 | D | — | — | Ordinary Shares | 480 | 480 | D |
| Restricted Stock UnitsF6 | $0.00 | Mar 4, 2017 | X | 189 | D | — | — | Ordinary Shares | 189 | 190 | I |
| Performance Restricted Stock UnitsF7 | $0.00 | Mar 5, 2017 | M | 1,035 | D | — | — | Ordinary Shares | 1,035 | 0 | D |
| Restricted Stock UnitsF8 | $0.00 | Mar 5, 2017 | X | 460 | D | — | — | Ordinary Shares | 460 | 0 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 4, 2015.
- F2Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on March 5, 2014.
- F3Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 5, 2014.
- F4These options vest in three equal annual installments beginning on March 3, 2018 and expire on March 3, 2027.
- F5Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 3, 2018.
- F6Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on March 4, 2015 vested on each of March 4, 2016 and March 4, 2017, and the remainder of this award will vest on March 4, 2018.
- F7Each PRSU represents the right to receive one ordinary share of Mylan N.V. The PRSUs were initially granted on March 5, 2014, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs fully vested on March 5, 2017.
- F8Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on March 5, 2014 vested on each of March 5, 2015, March 5, 2016, and March 5, 2017.
Remarks
Senior Vice President, Chief Accounting Officer & Corporate Controller