SEC Form 4 · accession 0000899243-17-006732
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather M Bresch
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 4, 2017 | M | 8,554 | $0.00 | A | 644,515 | D | |
| Ordinary SharesF1 | Mar 4, 2017 | F | 2,745 | $45.18 | D | 641,770 | D | |
| Ordinary Shares | holding | — | — | — | 1,157 | I | By 401(k) Plan | |
| Ordinary Shares | holding | — | — | — | 200,000 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF2 | $45.18 | Mar 3, 2017 | A | 106,558 | A | — | Mar 3, 2027 | Ordinary Shares | 106,558 | 106,558 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 3, 2017 | A | 60,425 | A | — | — | Ordinary Shares | 60,425 | 60,425 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 4, 2017 | M | 8,554 | D | — | — | Ordinary Shares | 8,554 | 8,554 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on November 17, 2015.
- F2These options vest in three equal annual installments beginning on March 3, 2018 and expire on March 3, 2027.
- F3Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 3, 2018.
- F4Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on November 17, 2015 vested on each of March 4, 2016 and March 4, 2017, and the remainder of this award will vest on March 4, 2018.