SEC Form 4 · accession 0000899243-17-004817
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Scott Parks
Officer — Chief Financial Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 17, 2017 | M | 2,150 | $0.00 | A | 2,150 | D | |
| Ordinary SharesF1 | Feb 17, 2017 | F | 782 | $42.05 | D | 1,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 17, 2017 | M | 2,150 | D | — | — | Ordinary Shares | 2,150 | 4,299 | D |
Explanation of responses
- F1Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on June 6, 2016.
- F2Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on June 6, 2016 vested on February 17, 2017 and the remainder of this award will vest equally on February 17, 2018 and February 17, 2019.