SEC Form 4 · accession 0000899243-16-036447
Mylan N.V. · MYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Coury
Director
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 28, 2016 | M | 76,290 | $0.00 | A | 415,553 | D | |
| Ordinary SharesF2 | Dec 28, 2016 | F | 36,662 | $37.50 | D | 378,891 | D | |
| Ordinary Shares | Dec 28, 2016 | M | 71,951 | $0.00 | A | 450,842 | D | |
| Ordinary SharesF2 | Dec 28, 2016 | F | 34,577 | $37.50 | D | 416,265 | D | |
| Ordinary Shares | Dec 28, 2016 | M | 96,283 | $0.00 | A | 512,548 | D | |
| Ordinary SharesF2 | Dec 28, 2016 | F | 46,269 | $37.50 | D | 466,279 | D | |
| Ordinary SharesF3 | holding | — | — | — | 1,000,000 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Dec 28, 2016 | M | 76,290 | D | — | — | Ordinary Shares | 76,290 | 0 | D |
| Performance Restricted Stock UnitsF5 | $0.00 | Dec 28, 2016 | M | 71,951 | D | — | — | Ordinary Shares | 71,951 | 0 | D |
| Performance Restricted Stock UnitsF6 | $0.00 | Dec 28, 2016 | M | 96,283 | D | — | — | Ordinary Shares | 96,283 | 0 | D |
Explanation of responses
- F1Includes 4,957 ordinary shares of Mylan N.V. ("Mylan") previously owned indirectly through Mylan's 401(k) and Profit Sharing Plan.
- F2Represents withholding of ordinary shares of Mylan for the tax liability associated with the settlement of restricted stock units ("RSUs") or performance restricted stock units ("PRSUs"), as applicable.
- F3On April 26, 2016, the reporting person contributed 1,000,000 ordinary shares of Mylan to a grantor retained annuity trust of which the reporting person is the sole trustee and sole annuitant.
- F4Each RSU represents the right to receive one ordinary share of Mylan. The RSUs were granted on November 17, 2015 and February 17, 2016. The RSUs vested on June 24, 2016 and were settled on December 28, 2016.
- F5Each PRSU represents the right to receive one ordinary share of Mylan. The PRSUs were granted on November 17, 2015. The PRSUs vested on June 24, 2016 and were settled on December 28, 2016.
- F6Each PRSU represents the right to receive one ordinary share of Mylan. The PRSUs were granted on February 17, 2016. The PRSUs vested on June 24, 2016 and were settled on December 28, 2016.