SEC Form 4 · accession 0001209191-18-054776
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward E Cohen
Officer — CEO · Director
Period of report
Oct 6, 2018
Accepted (ET)
Oct 11, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Oct 6, 2018 | D | 66,000 | — | D | 69,250 | D | |
| Common UnitsF3 | holding | — | — | — | 863,102 | I | By Partnership | |
| Common UnitsF4 | holding | — | — | — | 1,372,366 | I | By Foundation | |
| Common Units | holding | — | — | — | 36,779 | I | By Trust | |
| Common Units | holding | — | — | — | 33,636 | I | By Spouse Trust | |
| Common Units | holding | — | — | — | 3,751 | I | By Family Trust | |
| Common Units | holding | — | — | — | 13,125 | I | By Spouse IRA | |
| Common Units | holding | — | — | — | 28,802 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person elected to forfeit phantom units that were to vest into common units on October 6, 2018.
- F2This amount includes 68,000 common units underlying the equivalent number of phantom units.
- F3The Reporting Person and his spouse are the sole shareholders, officers and directors of the corporate general partner of Solomon Investment Partnership, L.P., a limited partnership, and are the sole partners of the partnership.
- F4The Reporting Person is the co-trustee of the Arete Foundation, a charitable foundation. The Reporting Person disclaims beneficial ownership of these units.