SEC Form 4 · accession 0001209191-18-054775
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Z Cohen
Officer — Executive Chairman · Director
Period of report
Oct 6, 2018
Accepted (ET)
Oct 11, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Oct 6, 2018 | D | 66,000 | — | D | 968,995 | D | |
| Common UnitsF3 | holding | — | — | — | 1,372,366 | I | By Foundation | |
| Common UnitsF4 | holding | — | — | — | 33,636 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person elected to forfeit phantom units that were to vest into common units on October 6, 2018.
- F2This amount includes 68,000 common units underlying the equivalent number of phantom units.
- F3The Reporting Person is a co-trustee of the Arete Foundation, a charitable foundation. The Reporting Person disclaims beneficial ownership of these units.
- F4The Reporting Person is a co-trustee and co-beneficiary of the trust.