SEC Form 4 · accession 0001209191-18-016071
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Z Cohen
Officer — Executive Chairman · Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Feb 28, 2018 | D | 231,000 | $0.00 | D | 1,119,995 | D | |
| Common UnitsF3 | holding | — | — | — | 1,372,366 | I | By Foundation | |
| Common UnitsF4 | holding | — | — | — | 33,636 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 28, 2018, the Reporting Person elected to forfeit phantom units that were to vest into common units on March 1, 2018.
- F2This amount includes 219,000 common units underlying the equivalent number of phantom units.
- F3The Reporting Person is a co-trustee of Arete Foundation, a charitable foundation. The Reporting Person disclaims beneficial ownership of these units.
- F4The Reporting Person is a co-trustee and co-beneficiary of the trust.