SEC Form 4 · accession 0001209191-18-001216
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Warren
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Jan 2, 2018 | M | 2,871 | — | A | 12,387 | D | |
| Common Units | Jan 2, 2018 | D | 2,871 | $0.04 | D | 9,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Jan 2, 2018 | M | 2,871 | D | — | — | Common Units | 2,871 | 2,872 | D |
Explanation of responses
- F1The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting.