SEC Form 4 · accession 0001209191-17-031016
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C Herz
Officer — President
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | May 5, 2017 | C | 177,328 | — | A | 635,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred UnitsF1 | — | May 5, 2017 | C | 56,745 | D | — | — | Common Units | 177,328 | 0 | D |
Explanation of responses
- F1The Series A preferred units were convertible into common units of the Issuer for no additional consideration at the option of the Reporting Person on a 3.125 to 1 basis, and had no expiration date.
- F2This amount includes 450,000 common units underlying the equivalent number of phantom units.