SEC Form 4 · accession 0001209191-17-031012

Atlas Energy Group, LLC · ATLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

May 5, 2017

Accepted (ET)

May 9, 2017 · 5:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001623595

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Units^F1,F2	May 5, 2017	C	812,803	—	A	1,372,366	I	By Foundation
Common Units^F1,F3	May 5, 2017	C	812,803	—	A	863,102	I	By Partnership
Common Units^F4	holding	—	—		—	451,250	D
Common Units	holding	—	—		—	36,779	I	By Trust
Common Units	holding	—	—		—	33,636	I	By Spouse Trust
Common Units	holding	—	—		—	3,751	I	By Family Trust
Common Units	holding	—	—		—	13,125	I	By Spouse IRA
Common Units	holding	—	—		—	28,802	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Units^F3,F1	—	May 5, 2017	C	260,097	D	—	—	Common Units	812,803	0	I
Series A Preferred Units^F2,F1	—	May 5, 2017	C	260,097	D	—	—	Common Units	812,803	0	I

F1The Series A preferred units were convertible into common units of the Issuer for no additional consideration at the option of the Reporting Person on a 3.125 to 1 basis, and had no expiration date.
F2The Reporting Person is a co-trustee of Arete Foundation, a charitable foundation. The Reporting Person disclaims beneficial ownership of these units.
F3The Reporting Person and his spouse are the sole shareholders, officers and directors of the corporate general partner of Solomon Investments Partnership, L.P., a limited partnership, and are the sole partners of the partnership.
F4This amount includes 450,000 common units underlying the equivalent number of phantom units.