SEC Form 4 · accession 0001209191-16-116473
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C Herz
Officer — President
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common UnitsF1 | $0.20 | Apr 27, 2016 | J | 32,445 | A | Apr 27, 2016 | Mar 30, 2026 | Common Units | 32,445 | 32,445 | I |
Explanation of responses
- F1In accordance with the Issuer's Second Lien Credit Agreement, AEG Asset Management, LLC, a limited liability company of which the reporting person holds membership interests, acquired warrants to purchase common units of the Issuer. The number of warrants set forth herein reflect the reporting person's proportional interest in the warrants held by the limited liability company. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.