SEC Form 4 · accession 0001209191-16-094439
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Warren
Director
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Jan 28, 2016 | A | 50,000 | A | — | — | Common Units | 50,000 | 50,000 | D |
Explanation of responses
- F1The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The phantom units vest 50% on the six month anniversary of the date of grant. The remaining phantom units vest on the first anniversary of the date of grant.