SEC Form 4 · accession 0001209191-15-051920
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Freddie M Kotek
Officer — Senior Vice President
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Jun 8, 2015 | A | 175,000 | — | A | 185,514 | D | |
| Common Units | holding | — | — | — | 8,163 | I | By Spouse | |
| Common Units | holding | — | — | — | 965 | I | By Children | |
| Common Units | holding | — | — | — | 28,564 | I | By Children's Trust | |
| Common Units | holding | — | — | — | 3,229 | I | By Mother-in-Law |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a participant in the Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 175,000 phantom units under the Plan on June 8, 2015. Each phantom unit represents the right to receive, upon vesting, one common unit of the Company. The phantom units in the Plan vest 33% per year. The units are receivable without additional consideration.
- F2This amount includes 175,000 common units underlying the equivalent number of phantom units.