SEC Form 4 · accession 0001140361-17-027540
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon G Cooperman
10% Owner
Period of report
May 5, 2017
Accepted (ET)
Jul 10, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | May 5, 2017 | C | 2,955,718 | — | A | 2,955,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred UnitsF2,F1 | — | May 5, 2017 | C | 945,830 | A | — | — | Common Units | 2,955,718 | 0 | D |
Explanation of responses
- F1The Series A Preferred Units were convertible into common units of the Issuer for no additional consideration at the option of the Reporting Person on a 3.125 to 1 basis, and had no expiration date.
- F2The Reporting Person received an aggregate of 122,899 Series A Preferred Units from time to time as payment-in-kind dividends on the Series A Preferred Units.