SEC Form 4/A · accession 0001140361-15-032637
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leon G Cooperman
10% Owner
Period of report
May 19, 2015
Accepted (ET)
Aug 18, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | May 1, 2015 | M | 40,860 | $7.75 | A | 40,860 | I | Omega Overseas Partners |
| Common UnitsF3 | May 1, 2015 | M | 40,860 | $7.75 | D | 1,433,745 | I | Managed Accounts |
| Common UnitsF4,F5 | May 19, 2015 | P | 64,700 | $6.77 | A | 150,000 | I | Son's Trust |
| Common Units | May 20, 2015 | P | 66,800 | $6.78 | A | 441,800 | D | |
| Common UnitsF6 | holding | — | — | — | 988,417 | I | Omega Capital Partners | |
| Common UnitsF7 | holding | — | — | — | 502,604 | I | Omega Equity Investors | |
| Common UnitsF8 | holding | — | — | — | 486,069 | I | Omega Capital Investors | |
| Common UnitsF10,F9 | holding | — | — | — | 50,000 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the reporting person's last report 40,860 Shares held through the Managed Accounts have been distributed and are now held by Omega Overseas Partners, Ltd.
- F10This amended report removes reference to the Common Units held by (i) the Leon & Toby Cooperman Family Foundation, (ii) the Cooperman Family Fund for a Jewish Future and (iii) Michael S. Cooperman because the reporting person has no opportunity, directly or indirectly, to profit or share in any profit derived from a transaction in the securities held by these entities or persons.
- F2The securities are held in the account of Omega Overseas Partners, Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The securities are held in Managed Accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.70 to $6.90, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.
- F5The securities are held in the account of Michael S. Cooperman WRA Trust dated 11/29/10 over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F6The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F7The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F8The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F9The securities are held in the account of Toby Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.