SEC Form 4 · accession 0000943663-16-000509
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 9:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Nov 17, 2016 | S | 61,190 | $1.3506 | D | 1,215,972 | I | Omega Charitable Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held in the account of Omega Charitable Partners L.P, an exempted limited partnership registered in the Cayman Islands over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2The reporting person's sale of ATLS common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 61,190 shares, with the reporting person's purchase of 61,190 shares of ATLS common stock at a price of $0.8464 per share on September 20, 2016. The reporting person has agreed to pay ATLS, upon settlement of the sale, $30,241.10, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.