SEC Form 4/A · accession 0000898382-16-000055
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Mar 4, 2016
Accepted (ET)
Mar 16, 2016 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred UnitsF1,F2 | — | holding | — | — | — | — | — | Common Units | 2,500,000 | 800,000 | D |
Explanation of responses
- F1Series A Preferred Units are convertible into the Issuer's common units, at the holder's option, any time. The Series A Preferred Units are convertible into a number of common units equal to the $25 liquidation preference divided by the conversion price, which is equal to the greater of (x) $8.00 per common unit and (y) the lesser of (i) 110% of the volume weighted average price for the Issuer's common units on the NYSE over the 30 trading days following the Distribution Date and (ii) $16.00 per common unit.
- F2The Series A Preferred Units have no expiration date.
Remarks
This statement is made to add the Series A Preferred stock that has been included on a Form 3/A filed with the SEC on 3/15/2016, and to correct the Form 4 filed March 8, 2016 to indicate that the reporting person is still subject to Section 16.